AAegisCapital Corp

Disclosures

Required disclosures and investor resources.

Form CRS remains prominent in the header, footer, and disclosure library.

Regulation Best Interest

Form CRS

Customer Relationship Summary and disclosure materials. The live PDF is controlled from Sanity Site Settings.

Upload the current Form CRS PDF in Sanity Site Settings before launch.

Regulation Best Interest

Form CRS (Customer Relationship Summary)Form CRS Disclosure Supplement

Investment Adviser

Investment Adviser Form ADV Part 2A Firm BrochureInvestment Adviser Code of Ethics

General Disclosures

Privacy PolicyBusiness Continuity PlanDOL PTE 2020-22 Client DisclosureElectronic Communication Disclosure

Market and Trading

SEC Rule 606 DisclosureExtended Hours Trading Risk DisclosureFINRA Rule 5320 Disclosure

Clearing Firms

RBC Fee ScheduleAXOS Fee Schedule